Supported by
the Luxembourg National Research Fund
Project O19/13946847
ADR |
Alternative Dispute Resolution |
Art |
Article/Articles |
BGH |
Bundesgerichtshof (Federal Court of Justice) [Germany] |
CEPEJ |
Conseil de l'Europe Commission européenne pour l’efficacité de la justice (Council of Europe European Commission for the efficiency of justice) |
cf |
confer (compare) |
ch |
chapter |
CJEU |
Court of Justice of the European Union |
ECLI |
European Case Law Identifier |
ECtHR |
European Court of Human Rights |
ed |
editor/editors |
edn |
edition/editions |
eg |
exempli gratia (for example) |
ELI |
European Law Institute |
etc |
et cetera |
EU |
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EUR |
Euro |
ff |
following |
fn |
footnote (external, ie, in other chapters or in citations) |
ibid |
ibidem (in the same place) |
ie |
id est (that is) |
n |
footnote (internal, ie, within the same chapter) |
no |
number/numbers |
para |
paragraph/paragraphs |
pt |
part |
SCC |
Supreme Court Canada |
Sec |
Section/Sections |
trans/tr |
translated, translation/translator |
UK |
United Kingdom |
UNIDROIT |
Institut international pour l'unification du droit privé (International Institute for the Unification of Private Law) |
US / USA |
United States of America |
v |
versus |
vol |
volume/volumes |
*** |
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Burkhard Hess
[1] This chapter is based on the preliminary description of Part XIV elaborated by G Saumier in 2021/22.
[2] Looking back to developments in the law and practice of cross-border civil litigation during the past decades should reveal and assist in understanding the basic approaches to cross-border litigation in the systems under examination, their evolution and the drivers of this evolution. It shall also permit to discover convergences and their genesis.
[3] This chapter does not envisage to explore the development of cross-border disputes since the beginning of history but aims to place current developments into the context of the past 100 years. As of today, the history of international procedural law has not been researched in detail, cf H Schack, Internationales Zivilverfahrensrecht (8th edn, Beck 2021) para 163 ff.
[4] C v Bar and P Mankowski, Internationales Privatrecht Vol I (Beck, 2nd edn 2003) § 3 para 49–53; J Basedow, The Law of Open Societies – Private Ordering and Public Regulation in the Conflict of Laws (Brill 2015), part I, para 55 ff.
[5] In the 19th and early 20th centuries, there was also a tendency of establishing ‘mixed tribunals’ with specific competences for foreigners, often from colonial powers, cf M Erpelding and H Ruiz Fabri (eds), Mixed Arbitral Tribunals (2023).
[6] Example: Art 14 of the French Civil Code, cf P Kinsch, ‘Droits de l’homme, droits fondamentaux et droit international privé’ in Collected Courses of the Hague Academy of International Law – Recueil des cours (Brill 2005) Vol 318, 9, 13, 37 ff.
[7] Sec 23 of the German Code of Civil Procedure and sec 99 Austrian Jurisdiktionsnorm – so-called ‘umbrella rule’ as a lost umbrella in a German hotel was considered as sufficient to establish jurisdiction based on assets, cf H Schack (n 3) Internationales Zivilverfahrensrecht para 397 ff.
[8] Transient jurisdiction was based on the service of the foreign defendant within the court’s district. In 2012, the Supreme Court of Canada held that jurisdiction was not established by service of process but required a ‘real and substantive connection’, Club Resorts Ltd v Van Breda, Cases 33606, 33692 (Supreme Court, Canada), Judgment 18 April 2012 [2012 SCC 17], G Saumier, Canadian Report, para 7.
[9] Rules of the Supreme Court (1875), Order 11, cf A Dicey, J Morris and L Collins, Conflict of Laws (Sweet & Maxwell, 15th edn 2012) para 12-052 ff.
[10] J Basedow (n 4) The Law of Open Societies part I, para 55 ff, analysing the impacts of globalisation.
[11] B Hess, ‘Seminal Judgments (grand arrêts) in the Case Law of the Court of Justice’ in B Hess and K Lenarts (eds), The 50th Anniversary of the European Law of Civil Procedure (Nomos 2020) 2 ff.
[12] Art 6 (3) of the Lisbon Treaty on the Functioning of the European Union.
[13] This situation is fundamentally different from a domestic situation in a federation (like Australia, Canada or the US) where considerable identical or shared cultural pattern prevail at local level. It appears telling that the assimilation of the EU with a ‘Federation’ was made by American authors, not by Europeans, different opinion G Cuniberti, ch 4, para 34–37, endorsing the American perspective.
[14] This approach became evident when the United Kingdom, during Brexit negotiations, strived to become a Contracting Party of the Lugano Convention, a parallel instrument of the Brussels Regimes, cf C Kohler, ‘Ein europäischer Justizraum in Zivilsachen ohne das Vereinigte Königreich’ (2021) Zeitschrift für Europäisches Privatrecht 781 ff.
[15] Since the Millennium, the HCCH has become a global organization; since the year 2000, 39 new Member States joined the HCCH, which now counts 85 Members and one Regional Economic Integration Organization (the EU). In 2016, the Council on General Affairs and Policy confirmed the HCCHs pursuit of universality as a central tenet of the Organization’s operational strategy, CM Mariottini, Report on the HCCH, 2 f.
[16] Cf the 1965 and 1970 Hague Service and Evidence Conventions, cf B Hess and V Richard, ‘The 1965 Service and 1970 Evidence Conventions as crucial bridges between legal traditions?’ in T John, R Gulati and B Köhler (eds), The Elgar Companion to the Hague Conference on Private International Law (Elgar 2020) 288 ff.
[17] Cf the 2019 Hague Judgments Convention, CM Mariottini, ‘Report on the HCCH’ 3.
[18] M Weller, ‘Mutual Trust’: A Suitable Foundation for Private International Law in Regional Integration Communities and Beyond?’ in Collected Courses of the Hague Academy of International Law – Recueil des cours (Brill 2022) Vol 423, 37, 117 ff.
[19] M Yip, ‘The Singapore International Commercial Court: The Future of Litigation?’ in X Kramer and J Sorabji (eds), International Business Courts: A European and global perspective (Eleven International Publishing 2019), 129 ff.
[20] P Sooksripaisarnkit and S Ramani Garimella, China's One Belt One Road Initiative and Private International Law (Routledge 2018) 1, 6 ff; M Weller (n 18) RdC 423, 37, para 170.
[21] However, similar or parallel developments did not always start at the very same time.
[22] G Saumier, Canadian Report, para 4.
[23] LE Teitz, American Report, 1.
[24] Brussels Convention on Jurisdiction and Recognition and Enforcement in civil and commercial matters of 27 September 1968, cf B Hess (n 11) ‘Seminal Judgments’ 2 ff.
[25] Examples: Spain and Portugal in 1989; the Central and Eastern European States in 2004 (although the ratification of the 1988 Lugano Convention had already set the grounds): M Szpunar and K Pakula, Polish Report, para 3.1).
[26] Especially the 1988 Lugano Convention, B Hess, Europäisches Zivilprozessrecht (De Gruyter, 2nd edn 2021) para 5.42 ff.
[27] Mund & Fester, Case C-398/92 (CJEU), Judgment 10 February 1994 [ECLI:EU:C:1994:52]. This judgment entailed a conceptual change of the national procedural law of the EU Member States where the foreign element was traditionally addressed by special norms based on nationality and/or the domestic domicile of the party.
[28] Morrison v National Australia Bank (US Supreme Court) 561 US 247, 266, Judgment 24 June 2010, holding that Sec 10 (b) of the Securities Exchange Act only applies to the purchase and sale of securities in the United States.
[29] Daimler AG v Bauman (US Supreme Court) 571 US 117, Judgment 14 January 2014, limiting general jurisdiction over foreign defendants, LE Teitz, American Report, 2.
[30] Foreign-cubed (class action) lawsuits where both parties are foreigners.
[31] B Hess, ‘The Private-Public Divide in International Dispute Resolution’ in Collected Courses of the Hague Academy of International Law – Recueil des cours (Brill 2018) Vol 388, 49, para 69 ff.
[32] Morguard Investments Ltd v De Savoye, Case 21116 (Supreme Court, Canada), Judgment 20 December 1990 [1990 3 SCR 1077]; G Saumier, Canadian Report, para 5.
[33] G Saumier, Canadian Report, para 4 and 5. See also above para 37.
[34] Convention of 2 July 2019 on the Recognition and Enforcement of Foreign Judgments in Civil or Commercial Matters (HCCH 2019 Judgments Convention) <https://www.hcch.net/en/instruments/conventions/full-text/?cid=137> accessed 21 June 2024.
[35] From 2000 onwards, the case law in the US showed an increased awareness of the foreign defendant, LE Teitz, American Report, 2.
[36] Different legal traditions are also found in national jurisdictions as in Canada and (less obvious) in Belgium.
[37] Example (French Report by G Cuniberti): In France, cross-border litigation was usually considered a part of private international law. After 1804/1806, the Cour de Cassation and the doctrine (in an indirect dialogue) developed this area of law. Interventions of the lawmaker remained exceptional. After 1999, the situation changed entirely when the legislative competences were transferred to the European Union. Yet, in 2022, France engaged in a (self-standing national) codification of private and procedural international law, cf. D Foussard, ML Niboyet and C Nourissat, ‘Réflexions méthodologiques sur le projet de code de droit international privé’ (2022) Rev. Crit. DPI 477, 495 ff.
[38] In this regard, the divide applies more clearly to substantive, not to procedural law, cf generally J Walker and O Chase, ‘Introduction’ in J Walker and O Chase (eds), Common Law, Civil Law and the Future of Categories (LexisNexis 2010), i ff.
[39] P Webb, ‘Forum non conveniens: a comparative perspective’ in T John, R Gulati and B Köhler (eds), The Elgar Companion to the Hague Conference on Private International Law (Elgar 2020) 390 ff.
[40] Intervention of M Requejo Isidro in an early meeting of Team 15.
[41] Cf C v Bar and P Mankowski (n 4) Internationales Privatrecht § 2 para 21 f.
[42] This is especially the case in the US, cf LE Teitz, American Report, 3 ff.
[43] V Van den Eeckhout and C Santaló Goris, ‘Country Report Luxembourg’, in v Hein J and Kruger T (eds), Informed Choices In Cross-Border Enforcement (Intersentia 2021), 275, 276 ff.
[44] Example: H Schack (n 3) Internationales Zivilverfahrensrecht para 250 ff.
[45] B Hess (n 26) Europäisches Zivilprozessrecht para 3.64 ff.
[46] In this regard, there is no doubt that international civil procedure is emancipated from the neighbouring areas and must be regarded as a self-standing area of law.
[47] P Mankowski, ‘Über den Standort des IZPR’ (2018) RabelsZ 82, 567 ff. Nevertheless, the development is still viewed differently in various jurisdictions. However, the practical and epistemic importance of international procedural entails that international civil procedural law should be recognized as a self-standing area of law, in proximity to both private international law and procedural law.
[48] Directive (EU) 2020/1828, OJ 2020 L 409/1, cf F Gascón Inchausti, ’Acciones colectivas y Derecho europeo: el impacto de la Directiva 2020/1848 sobre el sistema procesal español’ in F Gascón Inchausti and P Peiteado Mariscal (eds), Estándares Europeos y Proceso Civil (Atelier Libros Juridicos 2022), 699 ff.
[49] The distrust against US class actions came from cross-border cases brought against European defendants in the 1990s. More sympathy for collective redress existed within the EU Commission, whose proposals mainly addressed consumer and environmental protection.
[50] HW Micklitz and A Wechsler, ‘What is Collective in EU Collective Redress?’ in B Hess, L Ködderitzsch, X Kramer, M Tulibacka and S Voet (eds), Delivering Justice: A Holistic and Multidisciplinary Approach - Liber Amicorum in Honour of Christopher Hodges (Hart 2022) 65, 68 ff.
[51] This does not exclude that its implementation triggered political resistance coming from the business sector as the current delays in many EU Member States demonstrate. A pertinent example is Austria, where the draft implementing law was adopted in summer 2024.
[52] G Saumier, Canadian Report, para 4 ff.
[53] B Hess (n 26) Europäisches Zivilprozessrecht para 8.3 ff.
[54] V Richard, ‘La refonte du règlement sur l’obtention des preuves en matière civile’ (2021) Rev. Crit. DIP 67 ff and id ‘La refonte du règlement sur la signification des actes judiciaires’ (2021) Rev. Crit. DIP 349 ff.
[55] B Hess, ‘Verbesserung des Rechtsschutzes durch kollektive Rechtsbehelfe’ in B Dauner-Lieb, HP Mansel and M Henssler (eds), Zugang zum Recht: Europäische und US-amerikanische Wege der privaten Rechtsdurchsetzung (Nomos 2008) 61, 73 ff.
[56] The CJEU explicitly recognizes the complementarity of private and public enforcement in the Regulation (EU) 2016/679, cf Budapesti Elektromos Művek, Case C-132/21 (CJEU), Judgment 12 January 2023 [ECLI:EU:C:2023:2] para 33 ff.
[57] B Krans and A Nylund (eds), Civil Courts Coping with Covid-19 (Eleven 2021).
[58] B Hess, ‘Cooperación judicial digital en el espacio de libertad, seguridad y justicia – La cooperación judicial en materia civil’, in F Gascón Inchausti and P Peiteado Mariscal (eds), Estándares Europeos y Proceso Civil (Atelier Libros Juridicos 2022) 763, 771 ff; different opinion W Voß, ‘Grenzüberschreitende Verhandlungen jenseits des Rechtshilfewegs – Wunsch oder Wirklichkeit?’ in P Reuss and B Windau (eds), Göttinger Kolloquien zur Digitalisierung des Zivilverfahrensrechts (Sommersemester 2021) 43 ff.
[59] Presentation of A Trubacheva, research fellow at the MPI Luxembourg, in the Referentenrunde on 17 January 2023. Recently: K Mehtiyeva, Civil Procedure and International Sanctions, (2023) IJPL 270 ff.
[60] Cf text at para f. Bilateral conventions were concluded to overcome these barriers – these treaties were based on the idea of reciprocity, too. Cf W Hau, ‘Internationales Zivilverfahrensrecht avant la lettre: zum 200. Jahrestag des bayerisch-württembergischen Jurisdictions-Vertrags (1821)’ in S Kubis, KN Peifer, B Raue and M Stieper (eds), Ius Vivum: Kunst – Internationales – Persönlichkeit, liber amicorum Haimo Schack (Mohr Siebeck 2022) 611, 616 ff.
[61] Cf H Muir Watt, ‘The work of the HCCH and the path of law: the politics of difference in unified private international law’ in T John, R Gulati and B Köhler (eds), The Elgar Companion to the Hague Conference on Private International Law (Elgar 2020) 79.
[62] UNCITRAL’s last achievement is the 2019 ‘Singapore Convention of Mediation’ signed by 46 countries. It entered into force on 12 September 2020.
[63] Especially by the ALI/Unidroit Principles on Civil Procedure (2004) setting standards for adjudicating transnational and commercial disputes and the ELI/Unidroit European Model Rules of Civil Procedure (2020).
[64] J Basedow (n 4) The Law of Open Societies part I, para 36: The importance of regional cooperation has been recognized by the HCCH when it opened regional offices in Latin America (Buenos Aires) and in South East Asia (Hong Kong). Cf The Rules for the Establishment of Regional Offices (2020) <https://www.hcch.net/en/governance/establishment-ro> accessed 21 June 2024.
[65] J Basedow quoted by M Weller (n 18) RdC 423, 37, para 124.
[66] B Hess (n 26) Europäisches Zivilprozessrecht para 1.34 ff.
[67] For an overview cf M Weller (n 18) RdC 423, 37, para 159 ff.
[68] J Basedow (n 4) The Law of Open Societies part I, para 125 ff.
[69] It was only ratified by Peru and probably by Costa Rica.
[70] Código de Derecho Internacional Privado (Código de Bustamante) Convención de Derecho Internacional Privado, La Habana, 20 February 1928, signed by 20 states and ratified by 15 nations, cf J Samtleben, ‘Bustamante, Antonio Sánchez de’ in J Basedow, F Ferrari, P de Miguel Asensio and G Rühl (eds), Encyclopedia of Private International Law Vol I (2017) 244 ff.
[71] Recognition operated either via exequatur or by letters rogatory to be submitted to central authorities.
[72] El Mercádo Común del Sur, created in 1991 by Argentina, Brazil, Paraguay and Uruguay.
[73] M Weller (n 18) RdC 423, 49, para 234 ff.
[74] It includes Brazil into the judicial cooperation. However, Protocol of Cooperation and Judicial Assistance in Civil, Commercial, Labour and Administrative Matters, signed on 27 June 1992, Decision 5/92, Meeting of the Justice Ministries of Mercosur.
[75] Critical M Weller (n 18) RdC 423, 49, para 310 ff, considering this approach as old-fashioned as it is based on the concepts of sovereignty and territoriality.
[76] Treaty of Medellin of July 2019, <https://comjib.org/wp-content/uploads/2019/08/Tratado_Medellin_ES.pdf> accessed 1 February 2023.
[77] Unfortunately, statistics on the practical operation of the instruments are missing.
[78] Within the continent, several regional organisations strive for regional cooperation, M Weller (n 18) RdC 423, 49, para 230.
[79] Central African Economic and Monetary Community, EA Gatsi, ‘L’espace judiciaire commun CEMAC en matière civile et commerciale’ (2016) Uniform Law Review 101 ff; Member States are Cameron, Central African Republic, Chad, Equatorial Guinea, Gabon and the Republic of Congo.
[80] Organization for the Harmonization of Business Law in Africa. To date, 17 states are members of the OHADA, Benin, Burkina Faso, Cameroon, Central African Republic, Côte d’Ivoire, Congo, Comoros, Gabon, Guinea, Guinea Bissau, Equatorial Guinea, Mali, Niger, the Democratic Republic of Congo (DRC), Senegal, Chad and Togo. The Treaty’s main objective is to address the legal and judicial insecurity in Member States.
[81] The Court was created in 2009, it is composed of six judges and one advocate general, it is located in N’Djamena, Chad <https://www.cemac.int/sites/default/files/inline-files/Convention_CJ.pdf> access-ed 21 June 2024.
[82] <http://www.droit-afrique.com/upload/doc/cemac/CEMAC-Accord-2004-cooperation-judiciaire.pdf> accessed 21 June 2024, EA Gatsi (n 79) 101, 105 ff.
[83] This is an unusual provision as most international instruments either regulate jurisdiction directly (as the Brussels I Regulation) or provide for indirect heads of jurisdiction to be reviewed by the court granting exequatur (as in Article 5 of the 2019 Hague Judgments Convention).
[84] EA Gatsi (n 79) 101, 109 ff.
[85] M Weller (n 18) RdC 423, 49, para 256–257.
[86] M Weller (n 18) RdC 423, 49, para 161.
[87] Technically, the Regime extends jurisdiction based on the defendant’s presence cross-border.
[88] <https://www.ag.gov.au/international-relations/publications/summary-key-provisions-trans-tasman-proceedings-act-2010> accessed 21 June 2024.
[89] The following information was kindly provided by A Trubacheva, research fellow at the MPI Luxembourg.
[90] Although the co-operation is based on a common legal tradition, the treaties differ significantly in scope, established regimes, and contracting states.
[91] Yet, digitalization mainly operates within the domestic system.
[92] The recognition and enforcement of foreign judgments and arbitral awards from non-CIS states usually require the existence of an international treaty or is explicitly or impliedly based on the principles of reciprocity and international comity.
[93] Legal Information Agency, ‘Arbitrazh proceedings. Overall indicators by category of cases’ (Russian Judicial Statistics) <https://sudstat.ru/stats/arb/t/42/s/1> accessed 4 February 2023.
[94] Supreme Court of the Republic of Uzbekistan, ‘The main indicators of the results of economic courts in 2018-2021 and 9 months of 2022’ (Supreme Court of the Republic of Uzbekistan) <https://stat.sud.uz/iib.html> accessed 4 February 2023.
[95] Supreme Court of the Republic of Belarus. Internet portal of courts of general jurisdiction of the Republic of Belarus, ‘Brief statistical data on the activities of courts of general jurisdiction in the administration of justice for 2021’ (Supreme Court of the Republic of Belarus, 18 February 2022) <https://court.gov.by/ru/justice_rb/statistics/baa6161e8d3941a1.html> accessed 4 February 2023.
[96] M Weller (n 18) RdC 423, 49, para 118 ff.
[97] Another example is the reciprocity requirement in Art 29 Hague Judgments Convention (2019), CM Mariottini, ‘Establishment of Treaty Relations under The 2019 Hague Judgments Convention’ (2019/2020) Yearbook of Private International Law, 365, 367 ff; critical F Pocar, ‘The 2019 Hague Judgments Convention’ in liber amicorum Lord Collins (2022) 71, 80.
[98] B Hess (n 26) Europäisches Zivilprozessrecht para 3.1 ff (on the integrative function of the European Law of Civil Procedure); M Weller (n 18) RdC 423, 49, para 264 ff.
[99] B Hess (n 26) Europäisches Zivilprozessrecht para 3.14 ff.
[100] A prominent example in Art 24 of the Spanish Constitution guaranteeing effective judicial protection in Spanish courts to every person, Kinsch (n 6) RdC 318, 11, para 45.
[101] Cf T Domej, ‘Constitutionalisation and Fundamentalization of Civil Procedure,’ CPLJ-Segment 4, ch 2, para 135 ff.
[102] Naït-Liman v Switzerland, Case 51357/07 (ECtHR), Judgment 15 March 2018 [ECLI:CE:ECHR:2018:0315JUD005135707].
[103] T Pfeiffer, Internationale Zuständigkeit und prozessuale Gerechtigkeit (Klostermann 1995), 620 ff; different opinion H Schack (n 3) Internationales Zivilverfahrensrecht para 404.
[104] Dolenc v Slovenia, Case 20256/20 (ECtHR), Judgment 20 October 2022 [ECLI:CE:ECHR:2022:1020JUD002025620]; G Cuniberti, ‘Le fondement de l’effet des jugements étrangers’ in Collected Courses of the Hague Academy of International Law – Recueil des cours (Brill 2018) Vol 394, 101, 135 ff.
[105] Saccoccia v Austria, Case 69917/01 (ECtHR), Judgment 18 December 2018 [ECLI:CE:ECHR:2008:1218JUD006991701]; Avotiņš v Latvia, Case 17502/07 (ECtHR), Judgment 23 May 2016 [ECLI:CE:ECHR:2016:0523JUD001750207]; Dolenc v Slovenia, Case 20256/20 (ECtHR), Judgment 20 October 2022 [ECLI:CE:ECHR:2022:1020JUD002025620], para 61 ff.
[106] Cf the examples above, para 9–11.
[107] Example: On 14 September 1965, the German Bundesgerichtshof clearly separated international from local jurisdiction (venue) although the distinction was not clearly stated in the Code of Civil Procedure, Entscheidungen des Bundesgerichtshofs in Zivilsachen (BGHZ) 44, 46, cf H Schack (n 3) Internationales Zivilverfahrensrecht para 486 ff.
[108] Art 431 had been enacted in 1838 and was based on the principles of territoriality and sovereignty, see above para 2.
[109] I am grateful to D Althoff, research fellow at the MPI Luxembourg, for providing this example to me.
[110] Case 13/04272, Gazprombank (Supreme Court of the Netherlands), Judgment 26 September 2014 [ECLI:NL:HR:2014:2838].
[111] The HR developed the following criteria: The jurisdiction of the foreign judge must be based on a ground for jurisdiction that according to international standards is generally acceptable; the foreign judgment was rendered in a judicial procedure that meets the requirements of due process. The recognition of the foreign judgment does not violate Dutch public policy; and the foreign judgment is not irreconcilable with a Dutch judgment rendered between the same parties or with an earlier given foreign judgment between the same parties in a dispute concerning the same subject matter and cause of action, which can be recognised in the Netherlands.
[112] Case 17/03826, Yukos (Supreme Court of the Netherlands), Judgment 18 January 2019 [ECLI:NL:HR:2019:54]; Case 20/00819 (Supreme Court of the Netherlands), Judgment 16 Jul 2021 [ECLI:NL:HR:2021:1170].
[113] Academia plays a major role in systems, where legal doctrine elaborates commentaries on the pertinent provisions and is largely quoted by the jurisprudence as in Austria, Germany and Poland.
[114] W Hau (n 60) 611, 612 ff.
[115] Código de Derecho Internacional Privado (Código de Bustamante) Convención de Derecho Internacional Privado, La Habana, 20 February 1928, ratified by 15 nations, cf Samtleben (n 70).
[116] Cf CM Mariottini (n 97) 365, 366.
[117] <https://www.unidroit.org/english/principles/civilprocedure/eli-unidroit-rules/200925-eli-unidroit-rules-e.pdf> accessed 21 June 2024.
[118] R Stürner, ‘Die ELI-UNIDROIT Principles and Rules of Civil Procedure: Auf dem Weg zu einem europäischen Modellgesetz?’ in B Hess (ed), Europäische Modellregeln für Zivilverfahren (Gieseking 2022) 7 ff.
[119] J Basedow (n 4) The Law of Open Societies, part II, para 135 ff.
[120] G Born, International Commercial Arbitration (Wolters Kluwer 2020).
[121] J Basedow (n 4) The Law of Open Societies part II, para 160 ff.
[122] B Hess, ‘Strategic Litigation: A New Phenomenon in Dispute Resolution’ (2022) MPILux Working Paper 3.
[123] A much telling actor is the litigation fundor Burford LLC (New York) who tries to impose himself as a well-regarded discussant in specialised blogs of international dispute settlement. The self-interest of the provider is usually not disclosed in the lengthy posts.
[124] Founded in 1873. Already at its first meeting in 1874, the members agreed to address issues of jurisdiction and enforcement of foreign judgments, cf F Pocar, ‘Juridiction et exécution des jugements étrangers en matière civile et commerciale’, in 150 Years Instititut de droit international (in print). In 2022, the IDI adopted a Resolution on ‘Private International Law and Human Rights’, Annuaire 82 (2022), 197.
[125] Founded in 1873 with a more open membership. Most recently: H Ruiz Fabri H and JB Racine (eds), ‘White Paper on Dispute Resolution’, <https://www.ilaparis2023.org/en/white-paper/dispute-resolution/> accessed 30 January 2023.
[126] Since the 1950s, the International Association of Procedural Law has been providing a forum for comparative civil procedural law, including cross-border aspects.
[127] P Schlosser P, Der Justizkonflikt zwischen den USA und Europa (De Gruyter 1985).
[128] An additional example relates to Mediation and ADR, cf CPLJ-Part 15.
[129] B Hess (n 26) Europäisches Zivilprozessrecht para 3.59 ff.
[130] T Domej, ‘The proposed EU anti-SLAPP directive: a square peg in a round hole’ (2022) Zeitschrift für Europäisches Privatrecht 754 ff. The phenomenon of SLAPP was first discussed and regulated in the California and New York.
[131] W Kahl and MP Weller (eds), Climate Change Litigation (Beck 2021). Recently: Verein KlimaSeniorinnen Schweiz and Others v. Switzerland, Case 53600/20 (ECtHR), Judgment 9 April 2024.
[132] W Voß, ‘Human Rights Litigation vor deutschen Gerichten’ (2023) Zeitschrift für vergleichende Rechtswissenschaften 122, 172.
[133] P Kinsch (n 6) RdC 318, 9, para 65 ff. See generally CPLJ-Part 4.
[134] Here, the old intention of privileging and favouring the domestic party as a matter of principle has been given up, P Kinsch (n 6) RdC 318, 9, para 65 ff.
[135] In contemporary public international law, human rights impact on the interpretation of international conventions and on the development of customary international law. In this regard, the case law of the ECtHR on the relationship between the immunity of states and of international organizations with the right of access to courts demonstrates interesting developments, cf B Hess (n 31) RdC 388, 39, para 220 ff. A recent example is Basfar v. Wang [2022] UKSC 20, where the Supreme Court of England & Wales interpreted the 1961 Vienna Convention on Diplomatic Immunities restrictively in order to combat modern slavery in the household of foreign diplomats. For a more restrictive view cf G Cuniberti, ch 4, para 5.
[136] See above para 35.
[137] See above n 104.
[138] For a more reluctant approach cf T Domej, ‘Constitutionalisation and Fundamentalisation of Civil Procedure, Access to Justice’, CPLJ-Part 4, ch 2, para 154 ff.
[139] J Basedow (n 4) The Law of Open Societies part III, para 609 ff.
[140] S Law, ‘Article 17’, in M Requejo Isidro (ed), The Brussels Ibis Regulation (Commentary, Elgar 2022) para 17.02.
[141] B Hess (n 26) Europäisches Zivilprozessrecht para 6.103, 6.108 ff.
[142] Example: Petruchová, Case C-208/18 (CJEU), Judgment 3 October 2019 [ECLI:EU:C:2019:825].
[143] Critical J Resnik, ‘The Functions of Publicity and of Privatization in Courts and Their Replacements (from Jeremy Bentham to #MeToo and Google Spain)’ in B Hess and A Koprivica Harvey (eds), Open Justice – The Role of Courts in a Democratic Society (Nomos 2019), 177 ff.
[144] A striking example in this regard was Mietz, Case C-99/96 (CJEU), Judgment 27 April 1999 [ECLI:EU:C:1999:202], where a millionaire (and entrepreneur) who had ordered a yacht for thousands of Euros claimed repayment of a debt at his domicile. This constellation has happened on several occasions.
[145] Here, as specific focus relates to the protection of international tourists, cf C Lima Marques and T Cardoso Squeff, ‘Global governance and co-operation on tourist-consumer matters: arguments in favour of a legal instrument to protect international tourists at the HCCH’ in T John, R Gulati and B Köhler (eds), The Elgar Companion to the Hague Conference on Private International Law (Elgar 2020), 373, 380 ff., considering damage claims as small claims to be brought before the courts of the country visited and discussing representation by consumer centres/associations and ADR.
[146] In the years to come, one might expect that, largely, collective actions replace individual lawsuits of single consumers in cross-border settings.
[147] B Hess (n 26) Europäisches Zivilprozessrecht para 11.100 ff, 11.106.
[148] The main focus here is the enforcement of mandatory labour law, cf J Basedow (n 4) The Law of Open Societies part III, para 655 ff.
[149] B Hess (n 26) Europäisches Zivilprozessrecht para 6.122 ff.
[150] B Hess (n 26) Europäisches Zivilprozessrecht para 6.126 ff.
[151] This development started from a situation where parties were prohibited from agreeing to any choice of court agreement because of the ‘public’ nature of civil proceedings, cf C Kohler, ‘L’autonomie de la volonté en droit international privé: un principe universel entre libéralisme et étatisme’ in Collected Courses of the Hague Academy of International Law – Recueil des cours (Brill 2012) Vol 359, 285, para 299, 367 ff.
[152] <https://www.hcch.net/en/instruments/conventions/specialised-sections/choice-of-court> access-ed 21 June 2024; T Hartley, ‘Choice-of-court agreement under European and international instruments’ (OUP 2013).
[153] Art 5 (1)(m) of the 2019 Hague Judgments Convention. Note, however, that this provision only addresses indirect jurisdiction.
[154] H Ruiz Fabri and JB Racine (n 125) 13.
[155] Cf the annual surveys on international arbitration conducted by the Queen Mary University London, the data are based on an online survey and telephone interviews, <https://arbitration.qmul.ac.uk/research/2021-international-arbitration-survey/> accessed 21 June 2024. Critical regarding bold data based on rough estimations, cf S Vogenauer, ‘Regulatory Competition Through Choice of Contract Law and Choice of Forum in Europe: Theory and Evidence’ in H Eidenmüller (ed), Regulatory Competition in Contract and Dispute Resolution (Beck 2013), 227, 242 ff.
[156] G Wagner, ‘Dispute Resolution as a Product: Competition between Civil Justice Systems’ in H Eidenmüller (ed), Regulatory Competition in Contract Law and Dispute Resolution (Beck 2013) 347.
[157] M Requejo Isidro, ‘International Commercial Courts in the Litigation Market’ (2019) 9 International Journal of Procedural Law 4 ff; X Kramer and J Sorabji (eds), International Business Courts: A European and global perspective (Eleven International Publishing 2019) 1, 11 ff; W Gu and J Tam, ‘The Global Rise of International Commercial Courts: Typology and Power Dynamics’ (2022) Chicago Journal of International Law, 443 ff.
[158] B Hess, ‘Arbitration and the Brussels Ibis Regulation: London Steam-Ship Owners’ Mutual Insurance Association’ (2023) Common Market Law Review, 533.
[159] Outside of the established international instruments, the ‘exportability’ of judgments remains a problem, cf M Requejo Isidro (n 157) 4, 46 f.
[160] The Brussels regime does no longer apply to the United Kingdom.
[161] This development was triggered by the war Russia launched against the Ukraine in February 2022. The 2022 Portland Report on Commercial Courts noted a drop by 34% of cases filed in London. According the Report, ‘a combination of Brexit, COVID-19 and increased competition from other international courts is likely to be responsible.’ <https://portland-communications.com/publications/commercial-courts-report-2022/> accessed 21 June 2024. Different opinion G Cuniberti, ‘Marchés captifs et marchés concurrentiels dans la concurrence judiciaire franco-britannique‘ (2022) Étude comparée de l’activité des juridictions commerciales de Londres et de Paris, La Semaine Juridique 2022, 2279.
[162] Critically L Clover Alcolea, ‘The rise of International Commercial Courts: A Threat to the Rule of Law?’ (2022) 13 Journal of International Dispute Settlement 413 ff.
[163] Although international organizations perform these evaluations in a comparative perspective, they focus primarily domestic proceedings and usually do not target cross-border litigation.
[164] A Dori, The Governance of EU Justice Reforms (Diss jur Heidelberg, 2023).
[165] A Dori, The Governance of EU Justice Reforms (Diss jur Heidelberg, 2023).
[166] B Hess (n 26) Europäisches Zivilprozessrecht para 3.98 ff.
[167] See above text at para 10.
[168] B Hess (n 26) Europäisches Zivilprozessrecht para 3.104.
[169] These networks operate at global level (as the HCCH network on family judges), regionally (as the European Judicial Network) and sometimes autonomously (as the Network of Commercial Courts).
[170] See CPLJ-Part 9.
[171] F Heindler, ‘The digitalisation of legal co-operation – reshaping the fourth dimension of private international law’ in T John, R Gulati and B Köhler (eds), The Elgar Companion to the Hague Conference on Private International Law (Elgar 2020), 428 ff.
[172] B Hess (n 22) Europäisches Zivilprozessrecht para 2.105 ff.
[173] Cf the description of e-CODEX by the EU Commission, COM(2020) 710 final, p 5.
[174] E-CODEX was developed by 21 EU Member States with the participation of other third countries/territories and organizations between 2010 and 2016. The total costs of developing the system was about 24 million Euro, of which 50 % were funded by the EU and 50 % by the participating Member States. Cf the Explanatory Report of the EU Commission of 2 December 2020 regarding the proposed Regulation on a computerised system for communication in cross-border civil and criminal proceedings (e-CODEX system), and amending Regulation (EU) 2018/1726, COM(2020) 712final, p 5.
[175] The functioning of the system has been tested in various pilot projects related to various existing instruments of cross-border cooperation.
[176] Cf. Regulation (EU) 2022/850 on a computerised system for the cross-border electronic exchange of data in the area of judicial cooperation in civil and criminal matters (e-CODEX system), OJ 2022 L 150/1, and Regulation (EU) 2023/2844 on the digitalisation of judicial cooperation and access to justice in cross-border civil, commercial and criminal matters, http://data.europa.eu/eli/reg/2023/2844/oj.
[177] H Muir Watt (n 61) 79, 82 ff, addressing private international law in general.
[178] As it does not recognise per se (as a conflict rule) the ‘otherness’ of the international dispute involving a cross-border element but addresses the issue from the lenses of national procedural law.
[179] As a result, constitutional guarantees counterbalanced unilateral law making directed against ‘foreigners’, J Basedow (n 4) The Law of Open Societies part III, para 732 ff.
[180] H Schack (n 3) Internationales Zivilverfahrensrecht para 43.
[181] Most prominently the People’s Republic of China, cf M Weller (n 18) RdC 423, 37, 206 ff. The Belt and Road Initiative mitigated the approach, M Weller (n 18) RdC 423, 37, para 221.
[182] The most prominent and compelling court in this regard is the CJEU and its case law on the Brussels’ system, cf B Hess (n 11) ‘Seminal Judgments’ 2 ff.
[183] An example is the application of the rules/case law on personal jurisdiction to America as to foreign defendants in the US and in Canada, LE Teitz, American Report, 3; G Saumier, Canadian Report, para 3.
[184] Prominent examples in this regard are the Hague Service and Evidence Conventions, cf Hess and Richard (n 16) 288 ff.
[185] Attempts of the HCCH to confer such competence on the Permanent International Court of Justice failed in the 1930s, cf. Van Loon JH and De Decker S, ‘The Role of the International Court of Justice in the Development of Private International Law’ in R Lesaffer, JB Vervliet and JH van Loon (eds), One century peace palace, from past to present (2013) 73, 107 ff.
[186] They might be understood as an organized way of cross-fertilization in international regulation and harmonization.
[187] H Muir Watt (n 61) 79, 80 ff.
[188] A first pragmatic step is to collect and systemize information about the respective domestic, regional and international systems. For a comprehensive view cf Standing International Forum of Commercial Courts, Multilateral Memorandum on Enforcement of Commercial Judgments for Money (2nd edn 2021), <https://www.judiciary.uk/wp-content/uploads/2020/12/6.7387_JO_Memorandum_on_Enforcement_2nd_Edition_April2021_WEB.pdf> accessed 21 June 2024.
[189] J Basedow (n 4) The Law of Open Societies General Conclusion, para 767.